Industry Links

Company Information Resources

Sedar – search public disclosure documents
https://www.sedarplus.ca/landingpage/

Investopedia:
https://www.investopedia.com/investing-4427685

Ontario Securities Commission
Search your advisors background. https://www.osc.ca/en/industry/registration-and-compliance/registrant-search

Educational Resources

Sign up for free courses
https://www.getsmarteraboutmoney.ca/learn/

Avoiding Fraud and Protecting Your Investments:
https://www.ciro.ca/office-investor/avoiding-fraud-and-protecting-your-investments

Canadian Investment Regulatory Organization
https://www.ciro.ca/office-investor/looking-investment-advisor-or-firm

IIROC

Search your advisor's background

REGISTRANT SEARCH Ontario Securities Commission (OSC)

https://www.osc.ca/en/industry/registration-and-compliance/registrant-search

Canadian Securities Administrators (CSA):

https://info.securities-administrators.ca/nrsmobile/nrssearch.aspx

Whistleblower Resources:
https://www.iiroc.ca/rules-and-enforcement/whistleblower-service

Filing a complaint:
https://www.ciro.ca/office-investor/how-make-complaint

Chartered Financial Analysts Code of Ethics
https://www.cfainstitute.org/en/ethics-standards/ethics/code-of-ethics-standards-of-conduct-guidancein